Disclosures
The disclosures set forth below apply to all marketing content on this website. Information on this website is directed at prospective clients. Existing clients should refer to their advisory agreement and Form ADV for the terms governing their relationship with the firm.
Investment Risk
All investing involves risk, including the possible loss of principal. There is no guarantee that any investment strategy or portfolio will achieve its stated objectives. Past performance is not indicative of future results. Asset allocation and diversification do not guarantee a profit or protect against loss in declining markets.
Tactical Asset Allocation
Tactical asset allocation decisions reflect the Investment Committee’s judgment and economic forecasts, which may prove incorrect. There is no assurance that any tactical adjustment will improve performance or reduce losses, and tactical positioning may result in underperformance relative to a strategic allocation or benchmark.
Tax and Legal Advice
LaSalle St. Capital Management does not provide tax, legal, or accounting advice. Clients and prospective clients should consult their own tax, legal, and accounting advisors before implementing any investment strategy or making any investment decision.
Concentrated Positions
Strategies involving the disposition or hedging of concentrated equity positions may have significant tax consequences. Any such strategy should be reviewed with a qualified tax advisor prior to implementation.
Marketing Rule Notice
This website may be considered an advertisement under Rule 206(4)-1 of the Investment Advisers Act of 1940. The information contained herein is for informational purposes only and does not constitute an offer to sell, a solicitation of an offer to buy, or a recommendation of any security or investment strategy.
Affiliated Entities
Securities are offered through LaSalle St. Securities, LLC (LSS), member FINRA/SIPC. Advisory services are offered through LaSalle St. Investment Advisors, LLC (LSIA), a registered investment adviser affiliated with LSS. LaSalle St. Capital Management is a trade name of LaSalle St. Investment Advisors, LLC, a Registered Investment Advisor registered with the SEC. Advisory services are provided by LaSalle St. Investment Advisors, LLC.